Compliance Challenges and Opportunities amidst Regulatory Changes
Thursday 22 September 2022 | 08:00 for 08:30 start | The City of London Club | 19 Old Broad Street | EC2N 1DS
Register your interest below
Geopolitical events are shaping the environment in which financial markets, organisations and consumers operate and are likely to continue. We are facing an energy crisis and a cost-of-living crisis. The sheer breadth of regulatory change is unrelenting. Compliance teams are pivotal in helping their firms navigate these changes while staying on course. How can Compliance optimise its impact on the firm?
WHAT CAN YOU EXPECT?
How to keep on top of regulatory changes, and how does this impact skills and resources?
How has remote or hybrid working impacted Compliance teams?
What has been the experience of SM&CR and individual accountability so far?
How is Compliance being impacted by digital transformation and new technologies?
and more....
Our panellists will take your questions and discuss the implications for Compliance Kemal Sahin will be our keynote speaker and is a Non-Executive Director at GKFX (UK), Trive Malta & Trive New York.
He will join our panel of Senior Compliance executives composed of:
Kay Daniel
Head of Compliance & MLRO Zeux
Nusrat Ghani
Head of Compliance, MLRO & DPO (UK) Apex Group Ltd
Nish Patel
Global Risk & Compliance Lead Rain
This forum is aimed at Risk and Compliance leads, directors and senior managers from all firm types across financial services. This will be an interactive session, and we encourage your participation
AGENDA
08:00 - 08:30: Arrivals, registration and tea/coffee
08:30 - 08.35: Welcome and introduction
08.35 - 08.50: Keynote speech
08.50 - 09.35: Buffet Breakfast and Networking
09:35 - 10:30: Panel & Q&A
10.30 - 10.35: Wrap up
10.35 - 11.00: Networking
11:00: Close
GET IN TOUCH
Places are strictly limited and will be confirmed on a first come, first serve basis. Please secure your seat as soon as possible, and feel free to submit your preferred discussion topics to our panellists in advance.
Please note the venue’s dress code is business attire or smart casual, no jeans or trainers allowed.
